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Disclosure

This site is published in the United States for residents of the United States. Copyright © MidSouth Capital, Inc. All rights reserved.

Neither the information nor any opinion expressed on this site constitutes an offer to buy or sell any security. This material is not a complete description of the securities, markets, or developments discussed. All expressions of opinion reflect the judgment of the authors at the time of writing and are subject to change without notice. Information has been obtained from sources considered reliable, but its accuracy and completeness are not guaranteed. MidSouth Capital, Inc. and its affiliates, officers, directors, employees, and/or agents may have executed, or may in the future execute, transactions in any of the securities discussed. MidSouth Capital, Inc. is not responsible for the content of other websites to which this one may be linked.   We reserve the right to remove such links.

IMPORTANT CONSUMER INFORMATION:

  1. A broker dealer, investment adviser, broker dealer agent, or investment adviser representative may only transact business in a particular state after licensure or satisfying qualifications requirements of that state, or only if they are excluded or exempted from the state’s broker dealer, investment adviser, broker dealer agent, or investment adviser representative requirements, as the case may be; and,
  2. Follow-up, individualized responses to consumers in a particular state by broker dealer, investment adviser, broker dealer agent, or investment adviser representative that involve either the effecting or attempting to effect transactions in securities or rendering of personalized investment advice for compensation, as the case may be, shall not be made without first complying with the state’s broker dealer, investment adviser, broker dealer agent, or investment adviser representative requirements, or pursuant to an applicable state exemption or exclusion; and,
  3. For information concerning the licensure status or disciplinary history of a broker dealer, investment adviser, broker dealer agent, or investment adviser representative, a consumer should contact his or her state securities law administrator.

SPECIAL DISCLOSURE

MidSouth Capital, Inc. is a broker dealer regulated by the Securities and Exchange Commission. MidSouth Capital, Inc. is not a bank. Its obligations are not bank deposits and are therefore not insured by the Federal Deposit Insurance Corporation or any other depository insurer. However brokerage clients are protected under specific circumstances by the Securities Investor Protection Corporation (SIPC) up to $500,000. In addition, the clearing and account carrying agents of MidSouth Capital, Inc. have obtained "excess SIPC" protection available for client accounts. Of course, this protection does not cover investment risk, and investments through MidSouth Capital, Inc. are subject to investment risk, including possible loss of principal.

 

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Copyright © MidSouth Capital, Inc. All rights reserved.

Securities offered through MidSouth Capital, Inc., a registered broker/dealer, member FINRA, MSRB, SIPC.
Financial planning and investment advisory services offered through MidSouth Capital, Inc., a state registered investment advisor.